POSITION DESCRIPTION
This position is assigned to check if the bank's branches/departments/divisions are in compliance with the bank's internal policies, procedures, guidelines, CDD, EDD & AMUCFT, and NBC regulations.
DUTY & RESPONSIBILITY
- Assist in preparing the annual compliance oversight project plan and budget.
- Assist in preparing a compliance oversight program in accordance with the approved framework and scope of review.
- Ensure annual oversight fieldwork is completed on time in accordance with the approved timeframe.
- Collect data and conduct sample selection by adopting a risk-based approach.
- Conduct on-site/off-site branch oversight reviews and assessments on compliance with AML/CFT and internal policies implementation at branches and related departments/divisions.
- Identify BCO and backup BCO's AML/CFT implementation gap and training needs.
- Provide recommendations for improvement of AML/CFT and internal policies compliance implementation standards at branches and related departments/divisions.
- Consolidate and communicate findings to the branch at the end of fieldwork.
- Prepare the oversight review findings report and submit it to the line manager for review.
- Follow up with branches to ensure the findings were implemented within the timeline.
- Prepare a summary of consolidated oversight findings for ERCC and BCC.
- Perform other tasks as assigned by the line manager and Head of Compliance Division.
QUALIFICATION
- Bachelor's degree in Finance and Banking, Law, Accounting or equivalent in related fields.
- At least 1 year of experience in legal compliance, audit, and risk is highly desired.
- Sound knowledge of compliance, law, internal control, anti-money laundering, etc.
- Ability to work independently and as a team in an effective and efficient manner.
- Able to work under pressure and possess good time management skills.
- Good command of spoken and written English.
- Good computer literacy.
How to apply
Interested and qualified applicants should submit your updated Cover Letter and CV stating the position applied for with your current photo (4x6) through hr@canadiabank.com.kh
